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CAPITAL ONE FINANCIAL CORP — Director's Dealing 2012
Dec 18, 2012
29823_dirs_2012-12-18_237af00e-8f81-481c-b67a-632b09dea49e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CAPITAL ONE FINANCIAL CORP (COF)
CIK: 0000927628
Period of Report: 2012-12-15
Reporting Person: Sanjiv Yajnik (President, Financial Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-15 | Common Stock | M | 14279.0000 | $0.0000 | Acquired | 133333.0000 | Direct |
| 2012-12-15 | Common Stock | D | 14279.0000 | $57.7300 | Disposed | 119054.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-15 | Restricted Stock Units | $0.0000 | M | 14279.0000 | Disposed | 2012-12-15 | Common Stock (14279.0000) | Direct |
Footnotes
F1: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date.
F2: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
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