Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

CAPITAL ONE FINANCIAL CORP Director's Dealing 2012

Mar 20, 2012

29823_dirs_2012-03-20_ee2b98a6-848e-4105-bff7-74be232a7c7f.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CAPITAL ONE FINANCIAL CORP (COF)
CIK: 0000927628
Period of Report: 2012-03-19

Reporting Person: Alexander Robert M. (Chief Information Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-03-19 Common Stock S 2000.0000 $55.0000 Disposed 131798.0000 Direct
2012-03-19 Common Stock S 5000.0000 $55.0000 Disposed 126798.0000 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2.0000 Indirect
Common Stock 100.0000 Indirect

Footnotes

F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 26, 2011 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.