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CAPITAL ONE FINANCIAL CORP — Director's Dealing 2012
Mar 20, 2012
29823_dirs_2012-03-20_1bf9fddc-3026-4f19-9f4a-a243d72a1479.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CAPITAL ONE FINANCIAL CORP (COF)
CIK: 0000927628
Period of Report: 2012-03-16
Reporting Person: Slocum Michael (President, Commercial Banking)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-16 | Common Stock | M | 150.0000 | $18.2800 | Acquired | 44924.0000 | Direct |
| 2012-03-16 | Common Stock | S | 150.0000 | $55.0000 | Disposed | 44774.0000 | Direct |
| 2012-03-19 | Common Stock | M | 11655.0000 | $18.2800 | Acquired | 56429.0000 | Direct |
| 2012-03-19 | Common Stock | S | 11655.0000 | $55.0000 | Disposed | 44774.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-16 | Stock Options | $18.2800 | M | 150.0000 | Disposed | 2019-01-28 | Common Stock (150.0000) | Direct |
| 2012-03-19 | Stock Options | $18.2800 | M | 11655.0000 | Disposed | 2019-01-28 | Common Stock (11655.0000) | Direct |
Footnotes
F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 8, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2: This option became exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter.
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