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CAPITAL ONE FINANCIAL CORP Director's Dealing 2012

Mar 20, 2012

29823_dirs_2012-03-20_1bf9fddc-3026-4f19-9f4a-a243d72a1479.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CAPITAL ONE FINANCIAL CORP (COF)
CIK: 0000927628
Period of Report: 2012-03-16

Reporting Person: Slocum Michael (President, Commercial Banking)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-03-16 Common Stock M 150.0000 $18.2800 Acquired 44924.0000 Direct
2012-03-16 Common Stock S 150.0000 $55.0000 Disposed 44774.0000 Direct
2012-03-19 Common Stock M 11655.0000 $18.2800 Acquired 56429.0000 Direct
2012-03-19 Common Stock S 11655.0000 $55.0000 Disposed 44774.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-03-16 Stock Options $18.2800 M 150.0000 Disposed 2019-01-28 Common Stock (150.0000) Direct
2012-03-19 Stock Options $18.2800 M 11655.0000 Disposed 2019-01-28 Common Stock (11655.0000) Direct

Footnotes

F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 8, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2: This option became exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter.