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CAPITAL ONE FINANCIAL CORP — Director's Dealing 2011
Dec 19, 2011
29823_dirs_2011-12-19_594ff07d-aa2c-4e3f-89a8-e782eb3dda2e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CAPITAL ONE FINANCIAL CORP (COF)
CIK: 0000927628
Period of Report: 2011-12-15
Reporting Person: PERLIN GARY L (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-15 | Common Stock | M | 33063.0000 | $0.0000 | Acquired | 151517.0000 | Direct |
| 2011-12-15 | Common Stock | D | 33063.0000 | $43.4100 | Disposed | 118454.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-15 | Restricted Stock Units | $0.0000 | M | 33063.0000 | Disposed | 2011-12-15 | Common Stock (33063.0000) | Direct |
Footnotes
F1: On December 15, 2011, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date.
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