Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

CAPITAL ONE FINANCIAL CORP Director's Dealing 2011

Dec 19, 2011

29823_dirs_2011-12-19_594ff07d-aa2c-4e3f-89a8-e782eb3dda2e.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CAPITAL ONE FINANCIAL CORP (COF)
CIK: 0000927628
Period of Report: 2011-12-15

Reporting Person: PERLIN GARY L (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-12-15 Common Stock M 33063.0000 $0.0000 Acquired 151517.0000 Direct
2011-12-15 Common Stock D 33063.0000 $43.4100 Disposed 118454.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-12-15 Restricted Stock Units $0.0000 M 33063.0000 Disposed 2011-12-15 Common Stock (33063.0000) Direct

Footnotes

F1: On December 15, 2011, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date.