Shaftesbury Capital Plc (formerly: Capital & Counties Properties Plc)

Director's Dealing • Nov 18, 2019

National Storage Mechanism | Additional information

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RNS Number : 7490T

UBS AG (EPT)

18 November 2019

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Capital & Counties Properties plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Capital & Counties Properties plc
(d) Date dealing undertaken:	15 November 2019
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	No

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
25p ordinary	Buy	464213	2.683125       GBP	2.61800        GBP
25p ordinary	Sell	479548	2.683000       GBP	2.61200        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
25p ordinary	CFD	Long	24158	2.62521897508072        GBP
25p ordinary	CFD	Long	889	2.64697412823397        GBP
25p ordinary	CFD	Long	387	2.410229        GBP
25p ordinary	CFD	Long	937	2.374117        GBP
25p ordinary	CFD	Long	659	1.946884        GBP
25p ordinary	CFD	Long	401	1.974085        GBP
25p ordinary	CFD	Long	442	2.001159       GBP
25p ordinary	CFD	Long	519	2.236887       GBP
25p ordinary	CFD	Long	1248	2.35329       GBP
25p ordinary	CFD	Long	1866	2.512488       GBP
25p ordinary	CFD	Long	2501	2.366055       GBP
25p ordinary	CFD	Long	127	2.363737      GBP
25p ordinary	CFD	Long	155	1.931749      GBP
25p ordinary	CFD	Long	1061	2.255798      GBP
25p ordinary	CFD	Long	372	2.248884      GBP
25p ordinary	CFD	Long	39803	2.683        GBP
25p ordinary	CFD	Long	3477	2.665546        GBP
25p ordinary	CFD	Long	25652	2.65610166848589        GBP
25p ordinary	CFD	Long	1215	2.61483950617284        GBP
25p ordinary	CFD	Long	660	2.629339        GBP
25p ordinary	CFD	Long	6632	2.661902        GBP
25p ordinary	CFD	Long	9276	2.6646        GBP
25p ordinary	CFD	Long	8763	2.623981        GBP
25p ordinary	CFD	Long	15125	2.67011580165289        GBP
25p ordinary	CFD	Long	665	2.67014436240602        GBP
25p ordinary	CFD	Long	14846	2.649737        GBP
25p ordinary	CFD	Long	64	2.671        GBP
25p ordinary	CFD	Long	6404	2.655688        GBP
25p ordinary	CFD	Long	3595	2.63976        GBP
25p ordinary	CFD	Long	37738	2.64446764534422        GBP
25p ordinary	CFD	Short	50564	2.6508689041        GBP
25p ordinary	CFD	Short	3587	2.6479661345        GBP
25p ordinary	CFD	Short	1235	2.626        GBP
25p ordinary	CFD	Short	1066	2.62519699812383        GBP
25p ordinary	CFD	Short	20567	2.68299995137842        GBP
25p ordinary	CFD	Short	16	2.683125        GBP
25p ordinary	CFD	Short	1192	2.64481544        GBP
25p ordinary	CFD	Short	387	2.425781        GBP
25p ordinary	CFD	Short	937	2.389437        GBP
25p ordinary	CFD	Short	659	1.946884        GBP
25p ordinary	CFD	Short	401	1.974085        GBP
25p ordinary	CFD	Short	442	2.001159       GBP
25p ordinary	CFD	Short	519	2.236887       GBP
25p ordinary	CFD	Short	1248	2.35329       GBP
25p ordinary	CFD	Short	2501	2.366055       GBP
25p ordinary	CFD	Short	127	2.363737       GBP
25p ordinary	CFD	Short	155	1.931749      GBP
25p ordinary	CFD	Short	1061	2.255798      GBP
25p ordinary	CFD	Short	372	2.248884     GBP
25p ordinary	CFD	Short	1866	512488     GBP
25p ordinary	CFD	Short	253	2.6447        GBP
25p ordinary	CFD	Short	8763	2.623981        GBP
25p ordinary	CFD	Short	2064	2.67096        GBP
25p ordinary	CFD	Short	1659	2.64572        GBP
25p ordinary	CFD	Short	984	2.683094        GBP
25p ordinary	CFD	Short	673	2.67153419506686        GBP
25p ordinary	CFD	Short	327	2.636874        GBP
25p ordinary	CFD	Short	85	2.675537        GBP
25p ordinary	CFD	Short	58	2.628657        GBP
25p ordinary	CFD	Short	660	2.629339        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None

###### Date of disclosure:	18 November 2019
###### Contact name:	Wendy Dent
###### Telephone number:	+44 (0)207 568 1245

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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