Shaftesbury Capital Plc (formerly: Capital & Counties Properties Plc)

Director's Dealing • Nov 6, 2019

National Storage Mechanism | Additional information

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RNS Number : 4983S

UBS AG (EPT)

06 November 2019

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Capital & Counties Properties plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Capital & Counties Properties plc
(d) Date dealing undertaken:	05 November 2019
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	No

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
25p ordinary	Buy	285794	2.57200 GBP	2.53600        GBP
25p ordinary	Sell	269477	2.57667 GBP	2.53600        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
25p ordinary	CFD	Long	1680	2.55314761904762        GBP
25p ordinary	CFD	Long	25890	2.553267        GBP
25p ordinary	CFD	Long	1325	2.568394        GBP
25p ordinary	CFD	Long	274	2.547        GBP
25p ordinary	CFD	Long	812	2.541392        GBP
25p ordinary	CFD	Long	1234	2.57084278768233        GBP
25p ordinary	CFD	Long	3563	2.539108255 GBP
25p ordinary	CFD	Long	1103	2.55077969174977        GBP
25p ordinary	CFD	Long	511	2.534608305 GBP
25p ordinary	CFD	Long	16663	2.56010082218088        GBP
25p ordinary	CFD	Long	3446	2.546999        GBP
25p ordinary	CFD	Long	44805	2.55350873786408        GBP
25p ordinary	CFD	Short	40944	2.5445        GBP
25p ordinary	CFD	Short	1950	2.537        GBP
25p ordinary	CFD	Short	3563	2.539108255 GBP
25p ordinary	CFD	Short	35	2.537254        GBP
25p ordinary	CFD	Short	1605	2.54701        GBP
25p ordinary	CFD	Short	647	2.54299624859351        GBP
25p ordinary	CFD	Short	245	2.544254        GBP
25p ordinary	CFD	Short	133	2.566513        GBP
25p ordinary	CFD	Short	117	2.563103        GBP
25p ordinary	CFD	Short	217	2.547        GBP
25p ordinary	CFD	Short	511	2.534609661 GBP
25p ordinary	CFD	Short	335	2.5535        GBP
25p ordinary	CFD	Short	2357	2.55431056427662        GBP
25p ordinary	CFD	Short	274	2.55        GBP
25p ordinary	CFD	Short	26633	2.549853        GBP
25p ordinary	CFD	Short	1981	2.54746        GBP
25p ordinary	CFD	Short	549	2.54174648063752        GBP
25p ordinary	CFD	Short	460	2.566532        GBP
25p ordinary	CFD	Short	35	2.551255        GBP
25p ordinary	CFD	Short	19	2.553755        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None

###### Date of disclosure:	06 November 2019
###### Contact name:	Wendy Dent
###### Telephone number:	+44 (0)207 568 1245

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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