Capital Bancorp Inc — Director's Dealing 2021

Feb 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Capital Bancorp Inc (CBNK)
CIK: 0001419536
Period of Report: 2021-02-15

Reporting Person: Barry Edward F (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-15	Common Stock	M	5571	—	Acquired	62221	Direct
2021-02-15	Common Stock	F	1677	$15.46	Disposed	60544	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-15	Restricted Stock Units	$	M	5571	Disposed		Common Stock (5571.0)	Direct
2021-02-15	Restricted Stock Units	$	A	19405	Acquired		Common Stock (19405.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	220004	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$8.5	2021-12-31	Common Stock (20000.0)	20000	Direct
Stock Options	$12.38	2022-12-31	Common Stock (20000.0)	20000	Direct
Stock Options	$11.41	2024-01-01	Common Stock (20000.0)	20000	Direct
Stock Options	$14.89	2025-01-01	Common Stock (20000.0)	20000	Direct
Stock Options	$13.93	2026-01-01	Common Stock (20000.0)	20000	Direct

Footnotes

F1: The Restricted Stock Units convert into common stock on a one-for-one basis.

F2: The Reporting Person's 220,004 shares are held jointly with spouse.

F3: The Restricted Stock Units vest in three equal annual installments beginning 02/14/2021.

F4: The Restricted Stock Units vest in three equal annual installments beginning 02/15/2022.

F5: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.