Capital Bancorp Inc — Director's Dealing 2021

Nov 2, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Capital Bancorp Inc (CBNK)
CIK: 0001419536
Period of Report: 2021-10-29

Reporting Person: Barry Edward F (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-10-29	Common Stock	M	20000	$8.50	Acquired	80544	Direct
2021-10-29	Common Stock	F	7394	—	Disposed	73150	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-10-29	Stock Options	$8.5	M	20000	Disposed	2021-12-31	Common Stock (20000.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	220004	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$12.38	2022-12-31	Common Stock (20000.0)	20000	Direct
Stock Options	$11.41	2024-01-01	Common Stock (20000.0)	20000	Direct
Stock Options	$14.89	2025-01-01	Common Stock (20000.0)	20000	Direct
Stock Options	$13.93	2026-01-01	Common Stock (20000.0)	20000	Direct
Restricted Stock Units	$		Common Stock (19405.0)	19405	Direct
Restricted Stock Units	$		Common Stock (11142.0)	11142	Direct

Footnotes

F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

F2: The Restricted Stock Units convert into common stock on a one-for-one basis.

F3: The Restricted Stock Unit will vest in three equal annual installments beginning 02/15/22.

F4: The Restricted Stock Unit will vest in three equal annual installments beginning 02/14/21.