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Capital Bancorp Inc — Director's Dealing 2021
Nov 16, 2021
32779_dirs_2021-11-16_9ed2ff91-45bd-4e54-a648-e9f0b2c9dc41.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Capital Bancorp Inc (CBNK)
CIK: 0001419536
Period of Report: 2021-11-15
Reporting Person: JACKSON ALAN W (Executive VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-15 | Common Stock | M | 3250 | $11.38 | Acquired | 32253 | Direct |
| 2021-11-15 | Common Stock | F | 1329 | $11.38 | Disposed | 30924 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-15 | Stock Options | $11.38 | M | 3250 | Disposed | 2023-12-31 | Common Stock (3250.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $12.38 | 2022-12-31 | Common Stock (4000.0) | 4000 | Direct |
| Stock Options | $14.54 | 2024-12-30 | Common Stock (12000.0) | 12000 | Direct |
| Stock Options | $13.89 | 2025-12-31 | Common Stock (7800.0) | 7800 | Direct |
| Restricted Stock Units | $ | Common Stock (5000.0) | 5000 | Direct |
Footnotes
F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.
F2: The Restricted Stock Units convert into common stock on a one-for-one basis.
F3: The Restricted Stock Units vest in four equal annual installments beginning on 12/31/19.
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