Capital Bancorp Inc — Director's Dealing 2021

Nov 30, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Capital Bancorp Inc (CBNK)
CIK: 0001419536
Period of Report: 2021-11-29

Reporting Person: Whalen James F. (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-29	Common Stock	M	10576	$8.50	Acquired	17091	Direct
2021-11-29	Common Stock	F	3393	—	Disposed	13698	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-29	Stock Options	$8.5	M	10576	Disposed	2021-12-31	Common Stock (10576.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	614754	Indirect
Common Stock	58400	Indirect
Common Stock	240409	Indirect
Common Stock	2821	Indirect
Common Stock	2821	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$12.38	2022-12-31	Common Stock (14400.0)	14400	Direct
Stock Options	$11.38	2023-12-31	Common Stock (11250.0)	11250	Direct
Stock Options	$14.54	2024-12-30	Common Stock (7000.0)	7000	Direct
Stock Options	$13.89	2025-12-31	Common Stock (5000.0)	5000	Direct

Footnotes

F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.