Capital Bancorp Inc — Director's Dealing 2020

Apr 3, 2020

SEC Form 4/A — Form 4/A

Issuer: Capital Bancorp Inc (CBNK)
CIK: 0001419536
Period of Report: 2019-12-31

Reporting Person: Schwartz Steven Jay (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-05-01	Common Stock	G	223230	—	Disposed	3351	Direct
2019-12-31	Common Stock	A	688	—	Acquired	4039	Direct
2019-05-01	Common Stock	G	223230	—	Acquired	662962	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-31	Stock Options	$14.54	A	7000	Acquired	2024-12-30	Common Stock (7000.0)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$7.5	2020-12-31	Common Stock (8000.0)	8000	Direct
Stock Options	$11.38	2023-12-31	Common Stock (11250.0)	11250	Direct
Stock Options	$8.5	2021-12-31	Common Stock (12300.0)	12300	Direct
Stock Options	$12.38	2022-12-31	Common Stock (15600.0)	15600	Direct

Footnotes

F1: This transaction involves a transfer of 223,230 shares from the reporting person's direct holdings to Prudent Investments, LLC.

F2: The option exercise price has been corrected from the price reflected in the Form 4 filed on January 2, 2020.

F3: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.