Capital Bancorp Inc — Director's Dealing 2020

Aug 14, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Capital Bancorp Inc (CBNK)
CIK: 0001419536
Period of Report: 2020-08-13

Reporting Person: Whalen James F. (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-08-13	Common Stock	G	2392	—	Disposed	614754	Indirect
2020-08-13	Common Stock	G	1196	—	Acquired	2821	Indirect
2020-08-13	Common Stock	G	1196	—	Acquired	2821	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2056	Direct
Common Stock	58400	Indirect
Common Stock	88000	Indirect
Common Stock	31200	Indirect
Common Stock	240409	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$7.5	2020-12-31	Common Stock (7000.0)	7000	Direct
Stock Options	$8.5	2021-12-31	Common Stock (10576.0)	10576	Direct
Stock Options	$12.38	2022-12-31	Common Stock (14400.0)	14400	Direct
Stock Options	$11.38	2023-12-31	Common Stock (11250.0)	11250	Direct
Stock Options	$14.54	2024-12-30	Common Stock (7000.0)	7000	Direct

Footnotes

F1: This transaction involved a gift of 1,196 shares to each of two limited liability companies that are owned by the reporting person's children and controlled by the reporting person.

F2: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.