Capital Bancorp Inc — Director's Dealing 2020

Mar 27, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Capital Bancorp Inc (CBNK)
CIK: 0001419536
Period of Report: 2020-03-26

Reporting Person: Levitt Randall James (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-26	Common Stock	M	3200	$7.50	Acquired	3200	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-26	Stock Options	$7.5	M	3200	Disposed	2020-12-31	Common Stock (3200.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	150694	Indirect
Common Stock	174200	Indirect
Common Stock	15000	Indirect
Common Stock	154056	Indirect
Common Stock	392000	Indirect
Common Stock	294000	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$8.5	2021-12-31	Common Stock (5400.0)	5400	Direct
Stock Options	$12.38	2022-12-31	Common Stock (11600.0)	11600	Direct
Stock Options	$11.38	2023-12-31	Common Stock (10000.0)	10000	Direct
Stock Options	$14.54	2024-12-30	Common Stock (5400.0)	5400	Direct

Footnotes

F1: The reporting person transferred 481 shares from direct ownership to the Randall James Levitt Revocable Trust.

F2: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

F3: The option exercise price has been corrected from the price reflected in the Form 4 filed on January 2, 2020.