Capital Bancorp Inc — Director's Dealing 2020

Apr 3, 2020

SEC Form 4/A — Form 4/A

Issuer: Capital Bancorp Inc (CBNK)
CIK: 0001419536
Period of Report: 2019-12-31

Reporting Person: Whalen James F. (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-11	Common Stock	G	3250	—	Disposed	617146	Indirect
2019-12-31	Common Stock	A	688	—	Acquired	2056	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-31	Stock Options	$14.54	A	7000	Acquired	2024-12-30	Common Stock (7000.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	58400	Indirect
Common Stock	88000	Indirect
Common Stock	31200	Indirect
Common Stock	240409	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$7.5	2020-12-31	Common Stock (7000.0)	7000	Direct
Stock Options	$8.5	2021-12-31	Common Stock (10576.0)	10576	Direct
Stock Options	$12.38	2022-12-31	Common Stock (14400.0)	14400	Direct
Stock Options	$11.38	2023-12-31	Common Stock (11250.0)	11250	Direct

Footnotes

F1: This transaction involved a gift of 1,625 shares to each of the reporting person's two adult children.

F2: The option exercise price has been corrected from the price reflected in the Form 4 filed on January 2, 2020.

F3: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.