Capital Bancorp Inc — Director's Dealing 2019

Dec 13, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Capital Bancorp Inc (CBNK)
CIK: 0001419536
Period of Report: 2019-12-11

Reporting Person: Curtis Kathy M (Executive V.P. and Chief C.O.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-11	Common Stock	M	13000	$6.63	Acquired	95136	Direct
2019-12-11	Common Stock	M	20000	$6.63	Acquired	115136	Direct
2019-12-11	Common Stock	M	8263	$7.50	Acquired	123399	Direct
2019-12-11	Common Stock	M	2241	$8.50	Acquired	125640	Direct
2019-12-11	Common Stock	F	20850	$14.38	Disposed	104790	Direct
2019-12-12	Common Stock	S	6738	$14.03	Disposed	98052	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-11	Stock Options	$6.63	M	13000	Disposed	2019-12-31	Common Stock (13000.0)	Direct
2019-12-11	Stock Options	$6.63	M	20000	Disposed	2020-01-31	Common Stock (20000.0)	Direct
2019-12-11	Stock Options	$7.5	M	8263	Disposed	2020-12-31	Common Stock (8263.0)	Direct
2019-12-11	Stock Options	$8.5	M	2241	Disposed	2021-12-31	Common Stock (2241.0)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$11.38	2023-12-31	Common Stock (15000.0)	15000	Direct
Stock Options	$12.38	2022-12-31	Common Stock (14000.0)	14000	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.69 to $14.24, inclusive. The reporting persons undertake to provide Capital Bancorp, Inc., any security holder of Capital Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F2: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.