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Capital Bancorp Inc Director's Dealing 2019

Sep 6, 2019

32779_dirs_2019-09-06_40875a23-5789-41a1-b9e0-54058ef38360.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Capital Bancorp Inc (CBNK)
CIK: 0001419536
Period of Report: 2019-09-05

Reporting Person: Levitt Randall James (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-09-05 Common Stock M 3100 $6.63 Acquired 144313 Indirect
2019-09-05 Common Stock M 3200 $7.50 Acquired 147513 Indirect
2019-09-05 Common Stock M 2700 $8.50 Acquired 150213 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-09-05 Stock Options $6.63 M 3100 Disposed 2019-12-31 Common Stock (3100.0) Direct
2019-09-05 Stock Options $7.5 M 3200 Disposed 2020-12-31 Common Stock (3200.0) Direct
2019-09-05 Stock Options $8.5 M 2700 Disposed 2021-12-31 Common Stock (2700.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 174200 Indirect
Common Stock 15000 Indirect
Common Stock 154056 Indirect
Common Stock 392000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Options $12.38 2022-12-31 Common Stock (11600.0) 11600 Direct
Stock Options $11.38 2023-12-31 Common Stock (10000.0) 10000 Direct

Footnotes

F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.