Capital Bancorp Inc — Director's Dealing 2019

Nov 21, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Capital Bancorp Inc (CBNK)
CIK: 0001419536
Period of Report: 2019-11-07

Reporting Person: ASHMAN STEPHEN N (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-07	Common Stock	G	3000	—	Disposed	473135	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	251900	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$7.5	2020-12-31	Common Stock (2500.0)	2500	Direct
Stock Options	$8.5	2021-12-31	Common Stock (5300.0)	5300	Direct
Stock Options	$12.38	2022-12-31	Common Stock (10800.0)	10800	Direct
Stock Options	$11.38	2023-12-31	Common Stock (9600.0)	9600	Direct

Footnotes

F1: This transaction involved a gift of 1,000 shares by the Reporting Person to each of his three adult children. The amount of securities beneficially owned includes a transfer of 6,457 shares from his direct holdings to the Stephen Ashman Revocable Trust.

F2: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.