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Capital Bancorp Inc — Director's Dealing 2019
Sep 6, 2019
32779_dirs_2019-09-06_4dea8b31-47eb-4962-9e63-08128a51d158.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Capital Bancorp Inc (CBNK)
CIK: 0001419536
Period of Report: 2019-09-04
Reporting Person: Bryan Nick (Executive V.P., CMO, and GM)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-04 | Common Stock | M | 13000 | $6.63 | Acquired | 30780 | Direct |
| 2019-09-04 | Common Stock | M | 20000 | $6.63 | Acquired | 50780 | Direct |
| 2019-09-04 | Common Stock | M | 9000 | $7.50 | Acquired | 59780 | Direct |
| 2019-09-04 | Common Stock | M | 7000 | $8.50 | Acquired | 66780 | Direct |
| 2019-09-04 | Common Stock | F | 29127 | $12 | Disposed | 37653 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-04 | Stock Options | $6.63 | M | 13000 | Disposed | 2019-12-31 | Common Stock (13000.0) | Direct |
| 2019-09-04 | Stock Options | $6.63 | M | 20000 | Disposed | 2020-01-31 | Common Stock (20000.0) | Direct |
| 2019-09-04 | Stock Options | $7.5 | M | 9000 | Disposed | 2020-12-31 | Common Stock (9000.0) | Direct |
| 2019-09-04 | Stock Options | $8.5 | M | 7000 | Disposed | 2021-12-31 | Common Stock (7000.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $12.38 | 2022-12-31 | Common Stock (12000.0) | 12000 | Direct |
| Stock Options | $11.38 | 2023-12-31 | Common Stock (10000.0) | 10000 | Direct |
Footnotes
F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.
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