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Capital Bancorp Inc — Director's Dealing 2019
Dec 16, 2019
32779_dirs_2019-12-16_950336c7-5f28-440b-b105-c74e95de0fc6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Capital Bancorp Inc (CBNK)
CIK: 0001419536
Period of Report: 2019-12-13
Reporting Person: Yamada Kathy (EVP & Chief Credit Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-13 | Common Stock | M | 7000 | $6.63 | Acquired | 28780 | Direct |
| 2019-12-13 | Common Stock | F | 3290 | $14.11 | Disposed | 25490 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-13 | Stock Options | $6.63 | M | 7000 | Disposed | 2019-12-31 | Common Stock (7000.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $7.5 | 2020-12-31 | Common Stock (10000.0) | 10000 | Direct |
| Stock Options | $8.5 | 2021-12-31 | Common Stock (12000.0) | 12000 | Direct |
| Stock Options | $12.38 | 2022-12-31 | Common Stock (12000.0) | 12000 | Direct |
| Stock Options | $11.38 | 2023-12-31 | Common Stock (15000.0) | 15000 | Direct |
Footnotes
F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.
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