Capital Bancorp Inc — Director's Dealing 2019

Sep 12, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Capital Bancorp Inc (CBNK)
CIK: 0001419536
Period of Report: 2019-09-10

Reporting Person: Whalen James F. (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-09-10	Common Stock	M	3000	$6.63	Acquired	3000	Direct
2019-09-10	Common Stock	F	1632	$12.19	Disposed	1368	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-09-10	Stock Options	$6.63	M	3000	Disposed	2019-12-31	Common Stock (3000.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	620396	Indirect
Common Stock	58400	Indirect
Common Stock	88000	Indirect
Common Stock	31200	Indirect
Common Stock	240409	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$7.5	2020-12-31	Common Stock (7000.0)	7000	Direct
Stock Options	$8.5	2021-12-31	Common Stock (10576.0)	10576	Direct
Stock Options	$12.38	2022-12-31	Common Stock (14400.0)	14400	Direct
Stock Options	$11.38	2023-12-31	Common Stock (11250.0)	11250	Direct

Footnotes

F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.