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Capital Bancorp Inc — Director's Dealing 2018
Dec 13, 2018
32779_dirs_2018-12-13_50c4f8c5-a934-430b-b561-ece97c508ed1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Capital Bancorp Inc (CBNK)
CIK: 0001419536
Period of Report: 2018-12-11
Reporting Person: Burke Michael Joseph (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-11 | Common Stock | M | 5200 | $5 | Acquired | 161700 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-11 | Stock Options | $5.0 | M | 5200 | Disposed | 2018-12-31 | Common Stock (5200.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 87452 | Indirect |
| Common Stock | 29560 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $6.63 | 2019-12-31 | Common Stock (6000.0) | 6000 | Direct |
| Stock Options | $7.5 | 2019-12-31 | Common Stock (7600.0) | 7600 | Direct |
| Stock Options | $8.5 | 2021-12-31 | Common Stock (8000.0) | 8000 | Direct |
| Stock Options | $12.38 | 2022-12-31 | Common Stock (9600.0) | 9600 | Direct |
Footnotes
F1: The Yorke, Burke & Lee 401(k) Profit Sharing Plan holds 87,452 shares of which 70,572 shares are held for the benefit of employees, which shares Mr. Burke disclaims ownership.
F2: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.
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