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Capital Bancorp Inc — Director's Dealing 2018
Dec 21, 2018
32779_dirs_2018-12-21_4b24826e-392b-48f3-8e70-f60cb54c5245.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Capital Bancorp Inc (CBNK)
CIK: 0001419536
Period of Report: 2018-12-20
Reporting Person: Browning Scot Richard (Director, President of Capital Bank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-20 | Common Stock | M | 4000 | $5 | Acquired | 468344 | Direct |
| 2018-12-20 | Common Stock | F | 1594 | $12.55 | Disposed | 466750 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-20 | Stock Options | $5.0 | M | 4000 | Disposed | 2018-12-31 | Common Stock (4000.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $6.63 | 2019-12-31 | Common Stock (14000.0) | 14000 | Direct |
| Stock Options | $7.5 | 2020-12-31 | Common Stock (12000.0) | 12000 | Direct |
| Stock Options | $8.5 | 2021-12-31 | Common Stock (10000.0) | 10000 | Direct |
| Stock Options | $12.38 | 2022-12-31 | Common Stock (14000.0) | 14000 | Direct |
Footnotes
F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.
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