CAP-XX Limited — Director's Dealing 2021

Apr 30, 2021

National Storage Mechanism | Additional information

RNS Number : 2680X

CAP-XX Limited

30 April 2021

30 April 2021

CAP-XX Limited

("CAP-XX" or "the Company")

Notification of transactions by persons discharging managerial responsibilities

CAP-XX Limited, a world leader in the design and manufacture of thin, flat supercapacitors and energy management systems, announces the following sales of the Company's ordinary shares of no par value each ("Ordinary Shares"). These sales of Ordinary Shares occurred via the CAP-XX employee share plan and follow the exercise of share options by CAP-XX's Directors and employees which was announced on 10 December 2020. The CAP-XX employee share plan is managed by an independent third party and the Ordinary Shares resulting from exercised share options are sold as a single consolidated holding rather than individuals providing separate instructions to a broker.

In total 1,025,000 Ordinary Shares were sold on behalf of Directors and employees and the transactions associated with the Company's directors and persons discharging managerial responsibilities ("PDMRs") were as follows :-

On 28 April 2021, Mr Patrick Elliott, Non Executive Chairman, sold 76,502 Ordinary Shares at a weighted average price of 9.51p per share.  Following this sale, Mr Elliott is interested in 9,164,739 Ordinary Shares, equivalent to 2.0% of the voting rights in the Company.

On 28 April 2021, Mr Bruce Grey, Non Executive Director, sold 133,879 Ordinary Shares at a weighted average price of 9.51p per share.  Following this sale, Mr Grey is interested in 8,083,125 Ordinary Shares, equivalent to 1.8% of the voting rights in the Company.

On 28 April 2021, Mr Anthony Kongats, Chief Executive Officer, sold 459,014 Ordinary Shares at a weighted average price of 9.51p per share.  Following this sale, Mr Kongats is interested in 15,299,547 Ordinary Shares, equivalent to 3.3% of the voting rights in the Company.

On 28 April 2021, Mr Pierre Mars, Vice President of Quality and Applications, sold 57,377 Ordinary Shares at a weighted average price of 9.51p per share.

On 28 April 2021, Mr Mike Taylor, Chief Financial Officer, sold 38,251 Ordinary Shares at a weighted average price of 9.51 per share.

On 28 April 2021, Dr Alex Bilyk, Vice President of Research & Development, sold 114,754 Ordinary Shares at a weighted average price of 9.51p per share.

On 28 April 2021, Mr Song Hee Lau, Sales Manager Asia Pacific, sold 45,423 Ordinary Shares at a weighted average price of 9.51p per share.

The FCA notifications, made in accordance with the requirements of the EU Market Abuse Regulation which forms part of Domestic UK Law pursuant to the European Union (Withdrawal) Act 2018 are appended below.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

PDMRs:

Mr Patrick Elliott	Director - Non Executive Chairman
Mr Bruce Grey	Director - Non Executive Director
Mr Anthony Kongats	Director - Chief Executive Officer
Mr Mike Taylor	PDMR - Chief Financial Officer
Mr Pierre Mars	PDMR - Vice President, Quality & Applications
Dr Alex Bilyk	PDMR - Vice President - Research & Development
Mr Song Hee Lau	PDMR - Sales Manager - Asia Pacific

2

Reason for the notification

a)

Position/status

See 1a) above

b)

Initial notification /Amendment

Initial notifications

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

CAP-XX Limited

b)

LEI

213800HECUSIYXH3WN26

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of no par value each in CAP-XX Limited

Identification code (ISIN) for CAP-XX Limited Ordinary Shares: AU0000XINAS1

b)

Nature of the transaction

Sale of Ordinary Shares

c)

Price(s) and volume(s)

Price

Volumes

9.8 p

Mr Patrick Elliott	3,732
Mr Bruce Grey	6,531
Mr Anthony Kongats	22,391
Mr Mike Taylor	1,866
Mr Pierre Mars	2,799
Dr Alex Bilyk	5,598
Mr Song Hee Lau	2,216

Price

Volumes

9.5 p

Mr Patrick Elliott	72,770
Mr Bruce Grey	127,348
Mr Anthony Kongats	436,623
Mr Mike Taylor	36,385
Mr Pierre Mars	54,578
Dr Alex Bilyk	109,156
Mr Song Hee Lau	43,207

d)

Aggregated information

- Aggregated volume

- Price

	Aggregated volume
Mr Patrick Elliott	76,502
Mr Bruce Grey	133,879
Mr Anthony Kongats	459,014
Mr Mike Taylor	38,251
Mr Pierre Mars	57,377
Dr Alex Bilyk	114,754
Mr Song Hee Lau	45,423

	Aggregated price
Mr Patrick Elliott	£   7,278.92
Mr Bruce Grey	£ 12,738.12
Mr Anthony Kongats	£ 43,673.54
Mr Mike Taylor	£   3,639.46
Mr Pierre Mars	£   5,459.19
Dr Alex Bilyk	£ 10,918.39
Mr Song Hee Lau	£   4,321.86

e)

Date of the transaction

28 April 2021

f)

Place of the transaction

London Stock Exchange (XLON), AIM market

**ENDS**

For further information contact:

CAP-XX Limited

Anthony Kongats (Chief Executive Officer)                                +61 (0) 2 9428 0139

Kreab (Financial PR)

Robert Speed                                                                           +44 (0) 20 7074 1800

Allenby Capital (Nominated Adviser and Broker)

David Hart / Alex Brearley (Corporate Finance)                       +44 (0) 20 3328 5656

Tony Quirke (Sales and Corporate Broking)

Cenkos Securities plc (Joint Broker)                                   +44 (0) 13 1220 6939

Neil McDonald / Pete Lynch

More information is available at www.cap-xx.com

Notes to Editors:

CAP-XX (LSE: CPX) is a world leader in the design and manufacture of thin, flat supercapacitors and energy management systems used in portable and small-scale electronic devices, and large supercapacitor based modules used in larger applications such as automotive and renewable energy. The unique feature of CAP-XX supercapacitors is their very high power density and high energy storage capacity in a space-efficient prismatic package. These attributes are essential in power-hungry consumer and industrial electronics, and deliver similar benefits in automotive and other transportation applications. For more information about CAP-XX, visit www.cap-xx.com

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.

END

DSHURRURAAUSOAR