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CANTALOUPE, INC. — Director's Dealing 2016
Jul 7, 2016
32434_dirs_2016-07-07_785e0df3-e998-4412-9128-849f6e7ec792.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: USA TECHNOLOGIES INC (USAT)
CIK: 0000896429
Period of Report: 2016-07-01
Reporting Person: MOSCHNER ALBIN F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-01 | Common Stock | A | 9479 | — | Acquired | 417762 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-07 | Non-Qualified Stock Option (Right to Buy) | $2.05 | G | 20000 | Disposed | 2021-06-18 | Common Stock (20000) | Direct |
| 2016-03-07 | Non-Qualified Stock Option (Right to Buy) | $2.05 | G | 20000 | Acquired | 2021-06-18 | Common Stock (20000) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Convertible Preferred Stock | $ | Common Stock (1358) | 7000 | Direct |
Footnotes
F1: The shares vest as follows: 3,160 on 7/1/17; 3,160 on 7/1/18; and 3,159 on 7/1/19.
F2: As of April 25, 2016, each share of series A convertible preferred stock was convertible into 0.1940 of a share of common stock at the option of the holder and is subject to further adjustment as provided in the Articles of Incorporation. The shares do not have an expiration date.
F3: Represents non-qualified stock options assigned by Mr. Moschner to the Moschner Family LLC, an Illinois limited liability company, of which Mr. Moschner is the manager.
F4: The options vested or vest as follows: 6,667 on 6/18/15; 6,667 on 6/18/16; and 6,666 on 6/18/17.