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CANTALOUPE, INC. — Director's Dealing 2015
Jul 1, 2015
32434_dirs_2015-07-01_32ef0f92-9b9b-44d3-8986-c1ca34220b84.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: USA TECHNOLOGIES INC (USAT)
CIK: 0000896429
Period of Report: 2015-06-29
Reporting Person: HERBERT STEPHEN P (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-29 | Common Stock | G | 20000 | — | Disposed | 303855 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 273855 | Direct |
| Common Stock | 62010 | Indirect |
| Common Stock | 27440 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Qualified Stock Option (Right to Buy) | $1.8 | 2021-09-01 | Common Stock () | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $1.8 | 2021-09-01 | Common Stock (150000) | 150000 | Direct |
Footnotes
F1: Reflects a gift of 20,000 shares by Mr. Herbert to his sister on 6/29/2015.
F2: Adjusted to reflect 30,000 shares gifted by Mr. Herbert to his son on 5/22/2015 that effected only a change in the form of Mr. Herbert's beneficial ownership without changing his pecuniary interest in such securities.
F3: The stock options vest as follows: 50,000 on 9/1/2015; 50,000 on 9/1/2016; and 50,000 on 9/1/2017.
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