Canopy Growth Corp — Director's Dealing 2020

Jun 3, 2020

SEC Form 3/A — Form 3/A

Issuer: Canopy Growth Corp (CGC)
CIK: 0001737927
Period of Report: 2020-04-01

Reporting Person: Klein David Eric (Director, Chief Executive Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	258782	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$24.72	2025-12-06	Common Shares (539374)		Direct

Footnotes

F1: The common shares reported herein were granted on January 14, 2020 in the form of restricted stock units ("RSUs"), which includes 50,322 RSUs that vest on May 1, 2020; 33,272 RSUs that vest on May 1, 2021; 170,369 RSUs that vest on May 1, 2022; and 4,819 RSUs that vest on May 1, 2023.

F2: On December 6, 2019, the reporting person was granted an option to purchase 1,618,122 shares of common shares. The option vests in three equal annual installments beginning on the second anniversary of the grant date based on satisfaction of certain performance criteria. The first of the performance criteria is tied directly to the market price of the common shares, and as such 539,374 options are reportable as of the date of this Form 3. The other options are subject to performance criteria that have not been met and therefore are not reported in Table II.

F3: The exercise price is expressed in Canadian dollars.