Canopy Growth Corp — Director's Dealing 2020

Jun 3, 2020

SEC Form 3/A — Form 3/A

Issuer: Canopy Growth Corp (CGC)
CIK: 0001737927
Period of Report: 2020-04-01

Reporting Person: Kovacevic Rade Nikola (President)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	293119	Direct
Common Shares	5319	Indirect
Common Shares	4314	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$11.71	2023-02-27	Common Shares (13333)		Direct
Stock Option	$8.18	2023-06-28	Common Shares (73333)		Direct
Stock Option	$27.99	2024-02-15	Common Shares (60000)		Direct
Stock Option	$36.34	2024-12-24	Common Shares (100000)		Direct
Stock Option	$27.85	2025-12-12	Common Shares (32315)		Direct

Footnotes

F1: The options are fully vested.

F2: The options were granted on June 28, 2017 and vest on the third anniversary of the grant date.

F3: The options were granted on February 15, 2018 and vest in three equal annual installments on the first, second and third anniversaries of the grant date.

F4: The options were granted on December 24, 2018 and vest in three equal annual installments on the first, second and third anniversaries of the grant date.

F5: On December 12, 2019, the reporting person was granted an option to purchase 96,946 shares of common shares. The option vests in three equal annual installments beginning on the second anniversary of the grant date based on satisfaction of certain performance criteria. The first of the performance criteria is tied directly to the market price of the common shares, and as such 32,315 options are reportable as of the date of this Form 3. The other options are subject to performance criteria that have not been met and therefore are not reported in Table II.

F6: The exercise price is expressed in Canadian dollars.