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Canopy Growth Corp — Director's Dealing 2020
Nov 17, 2020
32768_dirs_2020-11-16_ebf85796-e9f4-43bc-84ad-554de2c378d8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Canopy Growth Corp (CGC)
CIK: 0001737927
Period of Report: 2020-11-12
Reporting Person: Kovacevic Rade Nikola (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-12 | COMMON SHARES | S | 150000 | $31.65 | Disposed | 185293 | Direct |
| 2020-11-13 | COMMON SHARES | S | 58 | $31.41 | Disposed | 5261 | Indirect |
| 2020-11-13 | COMMON SHARES | S | 4314 | $31.40 | Disposed | 0 | Indirect |
| 2020-11-13 | COMMON SHARES | M | 13333 | $11.71 | Acquired | 198333 | Direct |
| 2020-11-13 | COMMON SHARES | M | 73333 | $8.18 | Acquired | 271959 | Direct |
| 2020-11-13 | COMMON SHARES | S | 86666 | $31.38 | Disposed | 185293 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-13 | Stock Options | $11.71 | M | 13333 | Disposed | 2023-02-27 | Common Shares (13333) | Direct |
| 2020-11-13 | Stock Options | $8.18 | M | 73333 | Disposed | 2023-06-28 | Common Shares (73333) | Direct |
Footnotes
F1: Prices are expressed in Canadian dollars
F2: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $31.36 to $31.92, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F3: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $31.25 to $31.58, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.