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Canopy Growth Corp — Director's Dealing 2020
Nov 17, 2020
32768_dirs_2020-11-16_9d24c281-fabf-4882-8830-e80c979faf87.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Canopy Growth Corp (CGC)
CIK: 0001737927
Period of Report: 2020-11-12
Reporting Person: Shaer Phillip Stephen (Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-12 | COMMON SHARES | M | 33333 | $8.18 | Acquired | 45253 | Direct |
| 2020-11-12 | COMMON SHARES | M | 36667 | $2.68 | Acquired | 81920 | Direct |
| 2020-11-12 | COMMON SHARES | S | 70000 | $31.03 | Disposed | 11920 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-12 | Stock Option | $8.18 | M | 33333 | Disposed | 2023-06-28 | Common Shares (33333) | Direct |
| 2020-11-12 | Stock Option | $2.68 | M | 36667 | Disposed | 2022-06-29 | Common Shares (36667) | Direct |
Footnotes
F1: Prices are expressed in Canadian dollars
F2: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $30.95 to $31.12, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
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