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Candel Therapeutics, Inc. Director's Dealing 2021

Jul 27, 2021

33336_dirs_2021-07-26_aac43cee-a697-40d5-befe-71e49b0b30bc.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Candel Therapeutics, Inc. (CADL)
CIK: 0001841387
Period of Report: 2021-07-26

Reporting Person: SMITH ALAN E (Director)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 32548 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $1.46 2028-08-17 Common Stock (4068) Direct
Stock Option (Right to Buy) $1.55 2030-12-14 Common Stock (16274) Direct
Stock Option (Right to Buy) $6.64 2031-06-23 Common Stock (16274) Direct

Footnotes

F1: 25% of this option vested and became exercisable on May 28, 2019, with an additional 25% vesting on January 1, 2020 and the remainder vesting in 36 substantially equal monthly installments thereafter.

F2: This option is fully vested and exercisable as of the date hereof.