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CAMBIUM BIO LIMITED — Director's Dealing 2020
Nov 18, 2020
64666_rns_2020-11-18_969844dc-e6cd-401e-a466-9e8773d011b5.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Regeneus Ltd ABN 13 127 035 358
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Leo Lee |
|---|---|
| Date of last notice | 1stSeptember 2020 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct and indirect |
|---|---|
| Nature of indirect interest | BNP Paribas Nominees Pty Ltd as nominee |
| (including registered holder) | for Yao Lee |
| Note: Provide details of the circumstances giving rise to the relevant | |
| interest. | |
| Date of change | 13thNovember 2020 |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | Direct: |
|---|---|
| 1,250,000 – options exercisable at $0.20 | |
| per share and expiring 31 January 2024 | |
| 2,500,000 – options exercisable at $0.25 | |
| per share and expiring 31 January 2024 | |
| 3,500,000 – options exercisable at $0.15 | |
| per share and expiring 1 October 2024 | |
| 750,000 – options exercisable at $0.20 per | |
| share and expiring 1 October 2024 | |
| 750,000 – options exercisable at $0.25 per | |
| share and expiring 1 October 2024 | |
| 750,000 – options exercisable at $0.30 per | |
| share and expiring 1 October 2024 | |
| 750,000 – options exercisable at $0.35 per | |
| share and expiring 1 October 2024 | |
| Indirect: | |
| 15,890,893 fully paid ordinary shares | |
| Class | Fully paid ordinary shares and unlisted |
| options | |
| Number acquired | N/A |
| Number disposed | 9,000,000 unlisted options which have |
| lapsed and been cancelled | |
| Value/Consideration | Nil |
| Note: If consideration is non-cash, provide details and estimated | |
| valuation | |
| No. of securities held after change | Direct: |
| 1,250,000 – options exercisable at $0.20 | |
| per share and expiring 31 January 2024 | |
| Indirect: | |
| 15,890,893 fully paid ordinary shares | |
| Nature of change | Lapse and cancellation of unlisted options |
| Example: on-market trade, off-market trade, exercise of options, issue | |
| of securities under dividend reinvestment plan, participation in buy- | |
| back |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
Were the interests in the securities or contracts detailed above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided, on what date was this provided?
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 3