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CALIX LIMITED — Major Shareholding Notification 2024
Sep 4, 2024
64736_rns_2024-09-04_eeaba014-0d74-42bf-859b-a4cf70ba8023.pdf
Major Shareholding Notification
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ASX TO CROSS RELEASE: CXL
5 September 2024
BY ASX ONLINE - 6 pages
Manager Company Announcements ASX Limited Level 10 20 Bond Street SYDNEY NSW 2000
Dear Sir/Madam,
Notice of change of interests of substantial holder Calix Limited [ASX:CXL]
Following is a Form 604 Notice of change of interests of substantial holder dated 5 September 2024 in accordance with section 671B of the Corporations Act 2001 (Cth) .
Yours sincerely,
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CRAIG SMITH ACIS, CPA Secretary
THORNEY TECHNOLOGIES LTD ABN 66 096 782 188 Level 45, 55 Collins St. Melbourne VIC 3000 Australia
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
To: company name/scheme CALIX LIMITED ABN: 36 117 372 540
1. Details of substantial holder
Name THORNEY TECHNOLOGIES LTD and each of the associated entities listed in the attached Annexure ‘A’ to this notice.
ACN (if applicable) 096 782 188
There was a change in the interests of the substantial holder on 03-Sep-24 The previous notice was given to the company on 04-Apr-24 The previous notice was dated 04-Apr-24
- Previous and present voting power
The total number of shares votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of Securities | Previous Notice | Previous Notice | Present Notice | Present Notice |
|---|---|---|---|---|
| Person’s votes | Voting power | Person’s votes | Voting power | |
| Ordinary shares | 13,413,968 | 7.39% | 15,749,765 | 8.67% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, relevant interests of the substantial holder or an associate in voting securities of the company or scheme since the substantial holder was last required to give a substantial holding notice to the company are as follows:
| Date of Change |
Person whose relevant interest changed |
Nature of Change | Consideration given in relation to change |
Number and class of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| 05-Apr-24 | Tiga Trading Pty Ltd and each of the Thorney Investment Group entities listed in Annexure ‘A’ (together ‘Thorney Investment Group’) |
Market Purchase | $Nil | 16,952 ordinary shares | 16,952 |
| 08-Apr-24 | Jasforce Pty Ltd | Market Purchase | $Nil | 37,149 ordinary shares | 37,149 |
| 15-Apr-24 | TIGA Trading Pty Ltd | Market Purchase | $Nil | 74,755 ordinary shares | 74,755 |
| Jasforce Pty Ltd | $Nil | 10,899 ordinary shares | 10,899 | ||
| 16-Apr-24 | TIGA Trading Pty Ltd | Market Purchase | $Nil | 75,245 ordinary shares | 75,245 |
| 18-Apr-24 | TIGA Trading Pty Ltd | Market Purchase | $Nil | 47,132 ordinary shares | 47,132 |
| 02-May-24 | TIGA Trading Pty Ltd | Market Purchase | $Nil | 196,358 ordinary shares | 196,358 |
| Thorney Technologies Ltd | $65,177.94 | 48,305 ordinary shares | 48,305 | ||
| 03-May-24 | TIGA Trading Pty Ltd | Market Purchase | $Nil | 2,347 ordinary shares | 2,347 |
| 06-May-24 | TIGA Trading Pty Ltd | Market Purchase | $Nil | 85,461 ordinary shares | 85,461 |
| 08-May-24 | TIGA Trading Pty Ltd | Market Purchase | $Nil | 200,000 ordinary shares | 200,000 |
| 10-May-24 | TIGA Trading Pty Ltd | Market Purchase | $Nil | 49,351 ordinary shares | 49,351 |
| TIGA Trading Pty Ltd | Market Sale | $Nil | 49,351 ordinary shares | 49,351 |
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3. Changes in relevant interests continued
Particulars of each change in, or change in the nature of, relevant interests of the substantial holder or an associate in voting securities of the company or scheme since the substantial holder was last required to give a substantial holding notice to the company are as follows:
| Date of Change |
Person whose relevant interest changed |
Nature of Change | Consideration given in relation to change |
Number and class of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| 14-May-24 | TIGA Trading Pty Ltd | Market Purchase | $Nil | 60,000 ordinary shares | 60,000 |
| TIGA Trading Pty Ltd | Market Sale | $Nil | 27,255 ordinary shares | 27,255 | |
| 16-May-24 | TIGA Trading Pty Ltd | Market Purchase | $Nil | 25,000 ordinary shares | 25,000 |
| 17-May-24 | TIGA Trading Pty Ltd | Market Sale | $Nil | 15,000 ordinary shares | 15,000 |
| 31-May-24 | TIGA Trading Pty Ltd | Market Purchase | $Nil | 29,862 ordinary shares | 29,862 |
| 03-Jun-24 | TIGA Trading Pty Ltd | Market Purchase | $Nil | 36,322 ordinary shares | 36,322 |
| 04-Jun-24 | TIGA Trading Pty Ltd | Market Purchase | $Nil | 87,500 ordinary shares | 87,500 |
| 05-Jun-24 | TIGA Trading Pty Ltd | Market Purchase | $Nil | 7,768 ordinary shares | 7,768 |
| 06-Jun-24 | TIGA Trading Pty Ltd | Market Purchase | $Nil | 42,232 ordinary shares | 42,232 |
| Thorney Technologies Ltd | $12,598.00 | 10,000 ordinary shares | 10,000 | ||
| 11-Jun-24 | TIGA Trading Pty Ltd | Market Purchase | $Nil | 18,705 ordinary shares | 18,705 |
| Jasforce Pty Ltd | $Nil | 85,000 ordinary shares | 85,000 | ||
| 12-Jun-24 | TIGA Trading Pty Ltd | Market Purchase | $Nil | 246,295 ordinary shares | 246,295 |
| 13-Jun-24 | TIGA Trading Pty Ltd | Market Purchase | $Nil | 65,763 ordinary shares | 65,763 |
| 17-Jun-24 | Jasforce Pty Ltd | Market Purchase | $Nil | 50,873 ordinary shares | 50,873 |
| 18-Jun-24 | TIGA Trading Pty Ltd | Market Sale | $Nil | 100,000 ordinary shares | 100,000 |
| 09-Jul-24 | Jasforce Pty Ltd | Market Purchase | $Nil | 49,127 ordinary shares | 49,127 |
| 15-Jul-24 | Jasforce Pty Ltd | Market Purchase | $Nil | 50,000 ordinary shares | 50,000 |
| 13-Aug-24 | Jasforce Pty Ltd | Market Purchase | $Nil | 100,000 ordinary shares | 100,000 |
| 19-Aug-24 | Jasforce Pty Ltd | Market Purchase | $Nil | 100,000 ordinary shares | 100,000 |
| 02-Sep-24 | TIGA Trading Pty Ltd | Market Purchase | $Nil | 64,909 ordinary shares | 64,909 |
| Thorney Technologies Ltd | $19,442.10 | 21,636 ordinary shares | 21,636 | ||
| 03-Sep-24 | TIGA Trading Pty Ltd | Market Purchase | $Nil | 28,551 ordinary shares | 28,551 |
| Thorney Technologies Ltd | $8,548.16 | 9,517 ordinary shares | 9,517 | ||
| 04-Sep-24 | TIGA Trading Pty Ltd | Market Purchase | $Nil | 206,540 ordinary shares | 206,540 |
| Thorney Technologies Ltd | $61,817.72 | 68,847 ordinary shares | 68,847 | ||
| 05-Sep-24 | TIGA Trading Pty Ltd | Market Purchase | $Nil | 164,251 ordinary shares | 164,251 |
| Thorney Technologies Ltd | $48,208.26 | 54,751 ordinary shares | 54,751 |
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4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder |
Nature of relevant interest | Number and class of securities |
Person’s votes |
|---|---|---|---|---|---|
| Thorney Technologies Ltd |
UBS Nominees Pty Ltd |
Thorney Technologies Ltd |
Thorney Technologies Ltd has a relevant interest under section 608(1)(b) of the Corporations Act 2001 (Cth)(theAct) as it is the beneficial holder of those shares. |
4,154,751 ordinary shares |
4,154,751 |
| Thorney Investment Group |
UBS Nominees Pty Ltd |
Thorney Technologies Ltd |
Thorney Investment Group is taken to have a relevant interest as it has the capacity to determine the outcome of decisions about the financial and operating policies of Thorney Technologies Ltd. |
4,154,751 ordinary shares |
4,154,751 |
| TIGA Trading Pty Ltd |
Thorney Investment Group is taken under section 608(3)(b) of the_Act_to have a relevant interest as it holds all the issued capital in Tiga Trading Pty Ltd. |
10,895,014 ordinary shares |
10,895,014 | ||
| Jasforce Pty Ltd, as trustee for the Alex Waislitz Retirement Plan |
Jasforce Pty Ltd |
Alex Waislitz Retirement Plan |
Beneficial owner | 700,000 ordinary shares |
700,000 |
| Mr Alex Waislitz | UBS Nominees Pty Ltd |
Thorney Technologies Ltd |
Each of the entities listed in the adjacent column (and in Annexure “A”) are ‘associates’ pursuant to section 12(2)(a)(iii) of the_Act_by virtue of them being commonly controlled by Mr Alex Waislitz who, pursuant to section 50AA of the_Act_, has the capacity to determine the outcome of decisions about the financial and operating policies of each of those entities. |
4,154,751 ordinary shares |
4,154,751 |
| TIGA Trading Pty Ltd |
10,895,014 ordinary shares |
10,895,014 | |||
| Jasforce Pty Ltd |
Jasforce Pty Ltd |
700,000 ordinary shares |
700,000 |
5. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name Nature of association
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| ThorneyTechnologies Ltd, ACN 096 782 188 | Level 45, 55 Collins Street, Melbourne 3000 |
| Tiga TradingPtyLtd,ACN 118 961 210 | Level 45,55 Collins Street,Melbourne 3000 |
| Thorney Investment Group and each of the entities listed in Annexure ‘A’ to this notice |
See Annexure ‘A’ to this notice |
| Jasforce Pty Ltd, ACN 017 167 713 as trustee for the Alex Waislitz Retirement Plan |
c/- Wilson Pateras, Ground Floor, 40 River Boulevard, Richmond 3121 |
| Alex Waislitz | Level 45,55 Collins Street,Melbourne 3000 |
Signature
Print name CRAIG SMITH
Sign here
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Capacity SECRETARY Date 5 September 2024
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ANNEXURE ‘A’
This is Annexure A referred to in the Form 604 Notice of change of interests of substantial holder signed by me and dated 5 September 2024.
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......................................... CRAIG SMITH Secretary
SUBSTANTIAL HOLDERS - ENTITY DETAILS
| Associated Entities | Address | |
|---|---|---|
| Thorney Investment Group | ||
| Jamahjo Pty Ltd, ACN 117 488 696 as trustee for the Halex Family Trust |
c/- Wilson Pateras, Ground Floor, 40 River Boulevard, Richmond 3121 |
|
| Thistle Custodians PtyLtd, ACN 078 027 193 | Level 45, 55 Collins Street, Melbourne 3000 | |
| Thistle Holdings PtyLtd, ACN 075 051 464 | Level 45, 55 Collins Street, Melbourne 3000 | |
| ThorneyAlpha PtyLtd, ACN 162 820 537 | Level 45, 55 Collins Street, Melbourne 3000 | |
| ThorneyBeta PtyLtd, ACN 162 828 677 | Level 45, 55 Collins Street, Melbourne 3000 | |
| ThorneyHoldings PtyLtd, ACN 006 262 835 | Level 45, 55 Collins Street, Melbourne 3000 | |
| ThorneyInternational PtyLtd, ACN 132 886 698 | Level 45, 55 Collins Street, Melbourne 3000 | |
| Thorney Investment Group Australia Pty Ltd, ACN 117 488 892 |
Level 45, 55 Collins Street, Melbourne 3000 | |
| ThorneyManagement Services PtyLtd, ACN 164 880 148 | Level 45, 55 Collins Street, Melbourne 3000 | |
| ThorneyOmega PtyLtd, ACN 163 964 636 | Level 45, 55 Collins Street, Melbourne 3000 | |
| Tiga PropertyPtyLtd, ACN 117 811 453 | Level 45, 55 Collins Street, Melbourne 3000 | |
| Tiga(Ballarat)PtyLtd, ACN 117 812 030 | Level 45, 55 Collins Street, Melbourne 3000 | |
| Tiga Finance PtyLtd, ACN 118 521 412 | Level 45, 55 Collins Street, Melbourne 3000 | |
| Tiga(Hawthorn)PtyLtd, ACN 126 952 663 | Level 45, 55 Collins Street, Melbourne 3000 | |
| Tiga Tails PtyLtd, ACN 080 534 416 | Level 45, 55 Collins Street, Melbourne 3000 | |
| Tiga TradingPtyLtd, ACN 118 961 210 | Level 45, 55 Collins Street, Melbourne 3000 | |
| Other associates | ||
| Early Force Pty Ltd, ACN 103 134 363 as trustee for the Alex Waislitz PropertyInvestment Trust |
Level 45, 55 Collins Street, Melbourne 3000 | |
| Jamah Investments Pty Ltd, ACN 093 388 928 as trustee for the Jamah Investment Trust |
c/- Wilson Pateras, Ground Floor, 40 River Boulevard, Richmond 3121 |
|
| Jasforce Pty Ltd, ACN 017 167 713 as trustee for the Alex Waislitz Retirement Plan |
c/- Wilson Pateras, Ground Floor, 40 River Boulevard, Richmond 3121 |
|
| ThorneyOpportunities Ltd, ACN 080 167 264 | Level 45, 55 Collins Street, Melbourne 3000 | |
| ThorneyTechnologies Ltd, ACN 096 782 188 | Level 45, 55 Collins Street, Melbourne 3000 | |
| 58 Jarque PtyLtd, ACN 617 756 377 | Level 45, 55 Collins Street, Melbourne 3000 | |
| Two Towers Pty Ltd, ACN 134 730 546 | c/- Wilson Pateras, Ground Floor, 40 River Boulevard, Richmond 3121 |
|
| Urban Land Nominees Pty Ltd, ACN 004 753 066 | c/- Wilson Pateras, Ground Floor, 40 River Boulevard, Richmond 3121 |
|
| Coastal Estates Proprietary Limited, ACN 004 481 154 | c/- Wilson Pateras, Ground Floor, 40 River Boulevard, Richmond 3121 |
|
| Waislitz Charitable Corporation Pty Ltd, ACN 163 623 612 as trustee for the Waislitz FamilyFoundation |
Level 45, 55 Collins Street, Melbourne 3000 |
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