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CALIX LIMITED Major Shareholding Notification 2021

Feb 3, 2021

64736_rns_2021-02-03_835ee0c8-49a5-4ca5-be4c-a5521ddaa5da.pdf

Major Shareholding Notification

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Form 605

Corporations Act 2001 Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme Calix Limited

ACN/ARSN ACN 117 372 540

1. Details of substantial holder (1)

Sculptor Capital Holding Corporation (formerly Och-Ziff Holding Corporation) and Sculptor Capital Management, Inc. Name (formerly Och-Ziff Capital Management Group Inc.) on behalf of themselves, Sculptor Capital LP (formerly OZ Management LP), and their controlled entities OZMD IR, LLC, SIMF IR, LLC, Sculptor Finance (MD) Ireland Designated Activity Company and Sculptor Finance (SI) Ireland Designated Activity Company ACN/ARSN (if applicable) N/A

The holder ceased to be a substantial holder on 02/02/2021 The previous notice was given to the company on 19/02/2020 The previous notice was dated 13/02/2020

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date ofchange Person whoserelevant interestchanged Nature ofchange (4) Considerationgiven in relationto change (5) Class (6) andnumber ofsecuritiesaffected Person’s votesaffected
02/02/2021 See item 1 On market sale of15,500,000 fully paidordinary shares bySculptor Finance(MD) IrelandDesignated ActivityCompany A$ 1.20 per ordinary share 15,500,000 fully paidordinary shares 15,500,000

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

have become associates (3) of, ceased to be associates of, orinterests in the companyor scheme are as follows: have changed the nature of their association (7) with, the substantial holder
Name and ACN/ARSN(if applicable) Nature of association
N/A N/A

4. Addresses

The addresses of persons named in this form are as follows:

fpersons named in this form are as follows:
Name Address
Sculptor Capital Holding Corporation c/o The Corporation Trust Company, Corporation Trust Center, 1209Orange Street, Wilmington, Delaware 19801, United States of America
Sculptor Capital Management, Inc.
Sculptor Capital LP
OZMD IR, LLC
SIMF IR, LLC
Sculptor Finance(MD)Ireland Designated ActivityCompany Pinnacle 2, Eastpoint Business Park, Clontarf, Dublin 3, D03 P580, Ireland
Sculptor Finance(SI)Ireland Designated ActivityCompany

91012071

Signature

print namesign here Robert Johnston, Jr.capacityManaging DirectorGeneral Counsel – Asia
date03/02/2021

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.

  • (2) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (3) See the definition of "associate" in section 9 of the Corporations Act 2001.

  • (4) Include details of:

    • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

    • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

    • See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (5) Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  • (6) The voting shares of a company constitute one class unless divided into separate classes.

  • (7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

91012071