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CALIX LIMITED Major Shareholding Notification 2021

Apr 14, 2021

64736_rns_2021-04-14_25c6a169-6435-4ea0-830a-5d28626a9851.pdf

Major Shareholding Notification

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Form 603Corporations Act 2001Section 671BNotice of initial substantial holder
To Company Name/SchemeCalix Ltd(CXL)ACN/ARSN117 372 5401. Details of substantial holder (1)NameRegal Funds Management PtyLtd(RFM)ACN/ARSN (if applicable)107 576 821The holder became a substantial holder on13/04/20212. Details of voting power3. Details of relevant interests4. Details of present registered holdersThe persons registered as holders of the securities referred to in paragraph 3 above are as follows:Nature ofrelevant interest(6)Class andnumber ofsecuritiesPerson'svotesHOLDER OFSHARES5,155,000ORDINARY5,155,000HOLDER OFSHARES3,485,651ORDINARY3,485,651CREDIT SUISSE AGCS THIRD NOMINEES PTYLIMITEDCREDIT SUISSE AGHolder of relevant interestUBS AG, AUSTRALIABRANCHRegistered holder of securitiesUBS NOMINEES PTY LTDPerson entitled to be registeredas holder (8)UBS AG, AUSTRALIA BRANCHORDINARYThe nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date thesubstantial holder became a substantial holder are as follows:Class and number of securities8,640,651 ORDINARYHolder of relevant interest5.45%8,640,6518,640,651REGAL FUNDS MANAGEMENT PTY LIMITEDNature of relevant interest (7)REGAL FUNDS MANAGEMENT PTY LIMITED HASA RELEVANT INTEREST IN ITS CAPACITY ASINVESTMENT MANAGER AND/OR TRUSTEEThe total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantialholder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:Voting power (6)Person's votes (5)Number of securitiesClass of securities (4) Calix Ltd(CXL)
117 372 540
Regal Funds Management PtyLtd(RFM)
107 576 821

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----- Start of picture text ----- 5. ConsiderationThe consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day thatthe substantial holder became a substantial holder is as follows:Holder of relevant interest Date of acquisition Consideration (9) Class and number of securitiesSee Annexure 16. AssociatesThe reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:Name and ACN/ARSN (if applicable) Nature of associationNOT APPLICABLE7. AddressesThe addresses of persons named in this form are as follows:Name AddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSWPHILIP KING2000Signatureprint name Kenny Ho capacity Company Secretarysign here date 15/04/2021Annexure 1 ConsiderationConsideration given in Number of PersonsPerson whose relevant interest Nature of relation to securities Class of votesDate changed Change change affected securities affected2/02/2021 Regal Funds Management Buy 8754930.00 7295775 Ordinary 729577524/03/2021 Regal Funds Management Buy 5675000.00 2500000 Ordinary 250000025/03/2021 Regal Funds Management Buy 1000000.00 500000 Ordinary 5000006/04/2021 Regal Funds Management Buy 3375000.00 1500000 Ordinary 150000013/04/2021 Regal Funds Management Buy 2598750.00 1155000 Ordinary 1155000----- End of picture text -----