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CALIX LIMITED — Director's Dealing 2024
Dec 15, 2024
64736_rns_2024-12-15_87ae99a0-310e-4541-979c-3f649461c36c.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity – Calix Limited ABN – 36 117 372 540
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Dr. Philip Hargraves Hodgson |
|---|---|
| Date of last notice | 9 December 2024 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
- |
| Date of change | 13/12/2024 |
| No. of securities held prior to change Pigeons Super Pty Limited Family A/C> (Director & beneficiary) Pigeon Investments Pty Ltd Discretionary A/C> (Trustee & beneficiary) Phil Hodgson |
2,196,597 Ordinary shares 606,617 Ordinary shares 2,346,309 Ordinary shares |
| Class | Fully Priced Ordinary Shares |
| Number acquired | - |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Number disposed | 233,000 |
|---|---|
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
$0.75 per ordinary share pursuant to settle tax liabilities associated with the exercise of vested employee options and as disclosed to the market on 9thDecember 2024. |
| No. of securities held after change Pigeons Super Pty Limited Family A/C> (Director & beneficiary) Pigeon Investments Pty Ltd Discretionary A/C> (Trustee & beneficiary) Phil Hodgson |
2,196,597 Ordinary shares 606,617 Ordinary shares 2,113,309 Ordinary shares |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
As disclosed to the market on 9th December 2024, having exercised 1,035,161 fully vested options on 5thDecember 2024, prior to their expiration on 17 December 2024, the sale of 233,000 shares was to settle tax liabilities associated with the exercise. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | - |
|---|---|
| Nature of interest | - |
| Name of registered holder (if issued securities) |
- |
| Date of change | - |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
- |
|---|---|
| Interest acquired | - |
| Interest disposed | - |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
- |
| Interest after change | - |
Part 3 –[+] Closed period
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
|---|---|
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
- |
| If prior written clearance was provided, on what date was this provided? |
- |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3