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CALIX, INC — Director's Dealing 2023
Jan 23, 2023
31174_dirs_2023-01-23_3fd89012-71e9-48fe-b2e5-761ce28a13ea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2023-01-20
Reporting Person: LISTWIN DONALD J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-20 | Common Stock | M | 9073 | $38.96 | Acquired | 599073 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-20 | Stock Option (right to buy) | $38.96 | M | 9073 | Acquired | 2031-05-13 | Common Stock (9073.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 310000 | Indirect |
Footnotes
F1: The shares are held by No Mas Ninos, L.P. The Reporting Person is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by thelimited partnership. The Reporting Person disclaims beneficial ownership of such shares to the extent of his pecuniary interest therein.
F2: 100% of the shares subject to the option were fully vested and exercisable on May 13, 2022
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