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CALIX, INC Director's Dealing 2023

Jan 23, 2023

31174_dirs_2023-01-23_3fd89012-71e9-48fe-b2e5-761ce28a13ea.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2023-01-20

Reporting Person: LISTWIN DONALD J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-01-20 Common Stock M 9073 $38.96 Acquired 599073 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-01-20 Stock Option (right to buy) $38.96 M 9073 Acquired 2031-05-13 Common Stock (9073.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 310000 Indirect

Footnotes

F1: The shares are held by No Mas Ninos, L.P. The Reporting Person is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by thelimited partnership. The Reporting Person disclaims beneficial ownership of such shares to the extent of his pecuniary interest therein.

F2: 100% of the shares subject to the option were fully vested and exercisable on May 13, 2022