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CALIX, INC Director's Dealing 2021

Feb 16, 2021

31174_dirs_2021-02-16_56bb9443-f55e-44c5-8924-c3747d0b8e3d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2021-02-14

Reporting Person: Weening Michael (President & COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-14 Common Stock A 1099 $17.8415 Acquired 13585 Direct

Footnotes

F1: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 15, 2020 through February 14, 2021. This transaction is exempt under Rule 16b-3(c).

F2: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on August 15, 2020, the first trading day of the purchase period.