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CALIX, INC Director's Dealing 2021

Aug 17, 2021

31174_dirs_2021-08-17_331ebaa1-7c9e-4bed-8b1b-5640f78f8614.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2021-08-14

Reporting Person: Weening Michael (President & COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-14 Common Stock A 337 $31.28 Acquired 13922 Direct

Footnotes

F1: Amended to correct an administrative error relating to the transaction code on the original Form 4 filed on August 16, 2021.

F2: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 15, 2021 through August 14, 2021. This transaction is exempt under Rule 16b-3(c).

F3: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on February 15, 2021, the first trading day of the purchase period.