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CALIX, INC — Director's Dealing 2021
Nov 2, 2021
31174_dirs_2021-11-02_7199889e-ee6a-4056-a57d-16992fdf5e9e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2021-10-29
Reporting Person: Collins John Matthew (EVP, Commercial Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-29 | Common Stock | M | 10829 | $6.95 | Acquired | 10829 | Direct |
| 2021-10-29 | Common Stock | S | 8912 | $61.7923 | Disposed | 1917 | Direct |
| 2021-10-29 | Common Stock | S | 1088 | $61.6001 | Disposed | 829 | Direct |
| 2021-11-02 | Common Stock | S | 829 | $70.0512 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-29 | Stock Option (right to buy) | $6.95 | M | 10829 | Disposed | 2027-08-01 | Common Stock (10829.0) | Direct |
Footnotes
F1: Shares sold between $61.35 and $62.485 per share at a weighted average price of $61.7923. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.
F2: Shares sold between $61.50 and $61.775 per share at a weighted average price of $61.6001. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.
F3: Shares sold between $67.75 and $72.37 per share at a weighted average price of $70.0512. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.
F4: 100% of the shares subject to the option grant were fully vested and exercisable on August 1, 2021.