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CALIX, INC Director's Dealing 2021

Nov 2, 2021

31174_dirs_2021-11-02_7199889e-ee6a-4056-a57d-16992fdf5e9e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2021-10-29

Reporting Person: Collins John Matthew (EVP, Commercial Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-10-29 Common Stock M 10829 $6.95 Acquired 10829 Direct
2021-10-29 Common Stock S 8912 $61.7923 Disposed 1917 Direct
2021-10-29 Common Stock S 1088 $61.6001 Disposed 829 Direct
2021-11-02 Common Stock S 829 $70.0512 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-10-29 Stock Option (right to buy) $6.95 M 10829 Disposed 2027-08-01 Common Stock (10829.0) Direct

Footnotes

F1: Shares sold between $61.35 and $62.485 per share at a weighted average price of $61.7923. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

F2: Shares sold between $61.50 and $61.775 per share at a weighted average price of $61.6001. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

F3: Shares sold between $67.75 and $72.37 per share at a weighted average price of $70.0512. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

F4: 100% of the shares subject to the option grant were fully vested and exercisable on August 1, 2021.