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CALIX, INC Director's Dealing 2020

Feb 19, 2020

31174_dirs_2020-02-19_d2d7d9df-3676-40dd-b523-bab11d01244a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2020-02-18

Reporting Person: LISTWIN DONALD J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-18 Common Stock P 10000 $10.2016 Acquired 735000 Direct
2020-02-18 Common Stock P 10000 $10.2019 Acquired 235000 Indirect

Footnotes

F1: Shares purchased between $10.19 and $10.22 per share at a weighted average price of $10.2016. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.

F2: Amount of securities beneficially owned includes 21,148 unvested restricted stock units.

F3: Shares purchased between $10.19 and $10.22 per share at a weighted average price of $10.2019. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.

F4: Shares held by No Mas Ninos, L.P. The reporting person is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership.