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CALIX, INC Director's Dealing 2020

Feb 28, 2020

31174_dirs_2020-02-28_cf9f9237-b5a7-466a-9da1-ad9a1f8fb69a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2020-02-26

Reporting Person: PLANTS J DANIEL (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-26 Common Stock S 800000 $9.29 Disposed 623907 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 48734 Direct

Footnotes

F1: Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F2: Amount of securities beneficially owned includes 21,148 unvested restricted stock units.