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CALIX, INC Director's Dealing 2020

May 4, 2020

31174_dirs_2020-05-04_e68dd0c5-f1c4-4e3a-b4d7-790fc31bf802.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2020-05-01

Reporting Person: LISTWIN DONALD J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-05-01 Common Stock P 30000 $12.1136 Acquired 765000 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 235000 Indirect

Footnotes

F1: Shares purchased between $11.81 and $12.2811 per share at a weighted average price of $12.1136. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.

F2: Amount of securities beneficially owned includes 21,148 unvested RSUs.

F3: Shares held by No Mas Ninos, L.P. The reporting person is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership.