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CALIX, INC Director's Dealing 2020

May 13, 2020

31174_dirs_2020-05-13_634fefbc-263e-42bc-b9f1-434b06a3dca2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2020-05-13

Reporting Person: LISTWIN DONALD J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-05-13 Common Stock A 12477 Acquired 777477 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 235000 Indirect

Footnotes

F1: Represents an automatic annual grant of restricted stock units ("RSUs") that will vest in full one day prior to the issuer's next annual stockholder meeting. Each RSU represents a contingent right to receive one share of the issuer's common stock.

F2: Amount of securities beneficially owned includes 12,477 unvested RSUs.

F3: Shares held by No Mas Ninos, L.P. The reporting person is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership.