CALIX, INC — Director's Dealing 2020

May 14, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2020-05-13

Reporting Person: PLANTS J DANIEL (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-05-13	Common Stock	A	12477	—	Acquired	61211	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	623907	Indirect

Footnotes

F1: Represents an automatic annual grant of restricted stock units ("RSUs") that will vest in full one day prior to the issuer's next annual stockholder meeting. Each RSU represents a contingent right to receive one share of the issuer's common stock.

F2: Amount of securities beneficially owned includes 12,477 unvested RSUs.

F3: Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.