CALIX, INC — Director's Dealing 2020

Sep 9, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2020-09-04

Reporting Person: LISTWIN DONALD J (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-04	Common Stock	G	15000	—	Disposed	777477	Direct
2020-09-04	Common Stock	G	5000	—	Disposed	280000	Indirect

Footnotes

F1: Represents a bona fide gift by reporting person.

F2: Amount of securities beneficially owned includes 12,477 unvested restricted stock units.

F3: Shares held by No Mas Ninos, L.P. The reporting person is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership.