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CALIX, INC Director's Dealing 2020

Oct 29, 2020

31174_dirs_2020-10-29_1c589eec-6e09-4617-b084-5c91e480c667.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2020-10-28

Reporting Person: Matthews Michael (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-10-28 Common Stock M 10000 $15.20 Acquired 82885 Direct
2020-10-28 Common Stock S 10000 $24.0923 Disposed 72885 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-10-28 Stock Option (right to buy) $15.2 M 10000 Disposed 2020-12-07 Common Stock (10000.0) Direct

Footnotes

F1: Amount of securities beneficially owned includes 12,477 unvested restricted stock units.

F2: Shares sold between $24.01 and $24.16 per share at a weighted average price of $24.09232. The reporting person will provide full information regarding the number of shares sold at each purchase price upon request.

F3: 100% of the shares subject to the option were fully vested and exercisable on December 10, 2013.