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CALIX, INC — Director's Dealing 2020
Oct 29, 2020
31174_dirs_2020-10-29_1c589eec-6e09-4617-b084-5c91e480c667.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2020-10-28
Reporting Person: Matthews Michael (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-28 | Common Stock | M | 10000 | $15.20 | Acquired | 82885 | Direct |
| 2020-10-28 | Common Stock | S | 10000 | $24.0923 | Disposed | 72885 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-28 | Stock Option (right to buy) | $15.2 | M | 10000 | Disposed | 2020-12-07 | Common Stock (10000.0) | Direct |
Footnotes
F1: Amount of securities beneficially owned includes 12,477 unvested restricted stock units.
F2: Shares sold between $24.01 and $24.16 per share at a weighted average price of $24.09232. The reporting person will provide full information regarding the number of shares sold at each purchase price upon request.
F3: 100% of the shares subject to the option were fully vested and exercisable on December 10, 2013.
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