CALIX, INC — Director's Dealing 2020

Dec 28, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2020-12-24

Reporting Person: LISTWIN DONALD J (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-24	Common Stock	M	7500	$21.67	Acquired	804977	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-24	Stock Option	$21.67	M	7500	Disposed	2021-07-19	Common Stock (7500.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	280000	Indirect

Footnotes

F1: Amount of securities beneficially owned includes 12,477 unvested restricted stock units.

F2: Shares held by No Mas Ninos, L.P. The reporting person is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership.

F3: 100% of the shares subject to the option were fully vested and exercisable on July 19, 2012.