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CALIX, INC — Director's Dealing 2019
Feb 11, 2019
31174_dirs_2019-02-11_3b69665d-ef0e-49a3-92c3-d8a7a3729985.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2018-05-14
Reporting Person: SINDELAR CORY (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-14 | Common Stock | A | 2000 | $5.185 | Acquired | 44000 | Direct |
| 2019-02-08 | Common Stock | P | 10000 | $7.525 | Acquired | 54000 | Direct |
Footnotes
F1: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of November 15, 2017 through May 14, 2018. This transaction is also exempt under Rule 16b-3(c).
F2: In accordance with the ESPP, these shares were purchased at 85% of the closing price of the issuer's common stock on November 15, 2017, the first trading day of the purchase period.
F3: Shares purchased between $7.50 and $7.55 per share at a weighted average price of $7.525. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.