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CALIX, INC Director's Dealing 2019

Nov 15, 2019

31174_dirs_2019-11-15_e27c2eb7-57bf-4973-b5fc-28157d059e16.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2019-11-14

Reporting Person: Weening Michael (EVP, Field Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-14 Common Stock A 2000 $5.661 Acquired 10374 Direct

Footnotes

F1: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of May 15, 2019 through November 14, 2019. This transaction is exempt under Rule 16b-3(c).

F2: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on May 15, 2019, the first day of the purchase period.