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CALIX, INC — Director's Dealing 2019
Nov 15, 2019
31174_dirs_2019-11-15_da64e600-6e2e-40e7-b177-ac1e2c370167.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2019-11-14
Reporting Person: SINDELAR CORY (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-14 | Common Stock | A | 2000 | $5.661 | Acquired | 63000 | Direct |
Footnotes
F1: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of May 15, 2019 through November 14, 2019. This transaction is exempt under Rule 16b-3(c).
F2: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on May 15, 2019, the first day of the purchase period.
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